Explore in-depth articles covering the issues, trends and changes shaping UK health and social care.
Receiving a Requires Improvement rating can be deeply unsettling for a care provider. The rating is published for families, commissioners, staff, prospective employees and competitors to see, and it may remain visible for a considerable period while the service waits to be reassessed. It can affect confidence in the organisation, but it does not mean that the service must close or that cancellation of its CQC registration is inevitable.
Requires Improvement means CQC has concluded that the service is not consistently performing as it should. The precise reasons matter enormously. One provider may have received the rating because its audits and governance records were not sufficiently robust, while another may have more serious concerns involving medicines, staffing, safeguarding or unsafe care. Both may carry the same overall rating, but the level of risk and the regulatory response can be very different.
The most important document is therefore not the rating banner but the full CQC report. Providers need to understand exactly which quality statements or key questions were assessed, where the evidence fell short, whether legal breaches were identified and what CQC expects to happen next.
CQC continues to describe services using four ratings: Outstanding, Good, Requires Improvement and Inadequate. A Requires Improvement rating sits below Good but above Inadequate. In straightforward terms, it means the service is not meeting the standard CQC expects across all relevant areas and needs to improve.
The overall rating is informed by findings across the five key questions of whether a service is safe, effective, caring, responsive and well-led. A service may be rated Good in several areas but Requires Improvement overall because important weaknesses were found elsewhere. Providers should pay particular attention to the safe and well-led findings, as failures in these areas often have wider implications for the whole organisation.
A rating of Requires Improvement does not automatically mean that the provider has breached a regulation. CQC can identify areas where a service should improve without concluding that a legal requirement has been broken. Equally, some Requires Improvement reports do identify one or more regulatory breaches and require the provider to explain how it will return to compliance.
The language in the report is important. An area described as something the provider “should” improve may be a recommendation or an area of weakness, while something the provider “must” do will generally relate to a legal requirement. Providers should make sure they understand the status of every finding rather than treating the report as a general list of suggestions.
In most cases, yes. A Requires Improvement rating does not by itself prevent a care home, homecare agency or other registered service from continuing to operate, accepting referrals or delivering regulated activities.
The provider remains registered and legally responsible for ensuring that people receive safe care. It must address the concerns identified and comply with any regulatory action taken alongside the rating. If CQC has imposed a condition restricting admissions, limiting particular activities or requiring regular reports, the provider must follow that condition even though the service remains open.
The distinction between a rating and enforcement action is important. A provider may be rated Requires Improvement without being subject to formal enforcement. Another provider with the same rating may receive a warning notice, conditions or another regulatory response because of the seriousness or persistence of the breaches found.
Commissioners may also take their own action independently of CQC. A local authority or NHS commissioner might increase monitoring, request a provider improvement plan, pause new referrals or review its contractual relationship with the service. These decisions are governed by commissioning arrangements and contracts rather than the rating alone.
Providers should therefore speak to commissioners promptly rather than waiting for them to make contact. An early, credible explanation of the findings and the action already being taken is more reassuring than silence or a defensive response after concerns have escalated.
CQC will normally send the provider a draft report before publication, giving it an opportunity to challenge factual accuracy. This process should be used carefully. Providers should identify statements that are factually incorrect and support any challenge with clear evidence. It is not an opportunity to rewrite the inspector’s judgment simply because the organisation disagrees with the outcome.
Once the report is finalised, it is published on CQC’s website. The provider must display its rating conspicuously at the service and on its website where the display requirements apply. Attempting to minimise the rating, hide it in an obscure location or continue displaying an older rating may create further regulatory concerns.
CQC expects providers to respond to the areas of concern, develop an action plan and make the necessary improvements. Where breaches have been identified, the provider may be required to submit a formal report explaining what it will do, who is responsible and when each action will be completed.
The action plan should not simply repeat the wording of CQC’s report. If inspectors found that risk assessments were not being updated, for example, stating that “all risk assessments will be reviewed” does not explain why the failure happened or how the provider will stop it recurring. A stronger plan might include a full audit, revised review triggers, management checks, staff retraining and a later audit to test whether the changes have become embedded.
Providers also need to be honest about the scale of the work. Giving CQC an unrealistically short completion date may appear reassuring initially but can undermine confidence if the deadline is missed. The plan should prioritise immediate risks while setting credible dates for wider changes.
CQC may monitor the provider through information submitted by the service, statutory notifications, complaints, whistleblowing, safeguarding information and feedback from local authorities, commissioners and other professionals. It may ask for evidence showing that specific actions have been completed or carry out further assessment activity.
The frequency of reassessment is not governed by one fixed timetable for every service rated Requires Improvement. CQC says the timing of assessments depends on the information it receives and the evidence it collects. This means providers should not assume that an inspector will return on a particular anniversary of the report.
A subsequent assessment may focus on the areas where concerns were found rather than reconsidering every aspect of the service. CQC has published examples of focused inspections examining safe and well-led to determine whether a provider had followed its action plan and returned to compliance. Where improvements were demonstrated, the rating was changed to Good.
Providers should also understand that completing an action does not automatically change the published rating. The existing rating normally remains until CQC gathers enough evidence and makes a new judgment. This can be frustrating where improvements have been completed quickly, but providers must be careful not to describe themselves as Good before CQC has formally changed the rating.
A second Requires Improvement rating is likely to attract greater scrutiny, particularly where the same concerns remain. Repeated findings suggest that earlier action was ineffective, incomplete or not sustained and may lead CQC to question whether the provider’s leadership can deliver lasting improvement.
CQC’s guidance says it may ask an adult social care provider that is repeatedly rated Requires Improvement to complete and return an improvement action plan within 28 days. The plan should explain how and when the provider will make the improvements needed to achieve a better overall rating.
CQC may also arrange meetings with the provider, increase monitoring or consider enforcement where breaches continue. The regulator’s response will depend on risk, compliance history and whether the provider has demonstrated the ability to improve.
Requires Improvement is not the same as special measures. Special measures are generally associated with services rated Inadequate overall or Inadequate in one or more key questions, although a service that improves from Inadequate to Requires Improvement may temporarily remain in special measures until the relevant criteria are met.
The crucial issue is trajectory. A first Requires Improvement rating followed by strong, evidenced action presents a different picture from repeated ratings, continuing breaches and leaders who cannot demonstrate progress.
Although a Requires Improvement service can usually continue operating, the commercial consequences may be significant. Local authorities, integrated care boards and other commissioners may have policies governing referrals to services below a Good rating. Some may pause placements automatically, while others will make a risk-based decision after reviewing the inspection findings and improvement plan.
A commissioner may ask for additional audits, regular progress reports or attendance at quality meetings. It may conduct its own contract-monitoring visit or require the provider to complete a service improvement plan. If the concerns relate to contractual standards as well as CQC regulations, the provider may also face action under the terms of its contract.
Private clients and families may be influenced by the rating when choosing care. Existing families may seek reassurance, while prospective clients may compare the service with nearby providers rated Good or Outstanding. Providers should prepare an honest explanation that acknowledges the findings and describes the action being taken without dismissing CQC’s concerns.
Communication should be calm and factual. Saying that CQC was wrong, that the inspector “did not understand the service” or that the findings were merely paperwork issues may damage trust, especially where the published report describes clear failures. It is better to acknowledge the rating, explain the improvements underway and show how people are being kept safe.
Yes. Many public-sector tenders and framework applications ask bidders to disclose their current CQC rating, recent inspection findings and any enforcement action. Some procurements require providers to hold a minimum rating of Good, while others permit organisations rated Requires Improvement to bid if they provide an acceptable improvement plan and evidence of progress.
The exact position depends on the procurement documents. A provider should not assume it is automatically excluded, but it must read the selection criteria, specification and pass/fail questions carefully. If the tender requires a minimum Good rating at the submission deadline, an explanation of improvement may not overcome that requirement.
Where a tender allows further explanation, the provider should respond openly. It may be helpful to identify when the inspection occurred, summarise the findings, distinguish any breaches from recommendations and provide evidence of completed improvements. Commissioners will be looking for assurance that the provider understands the weaknesses and has taken control of the response.
The provider must also answer questions accurately. Failing to disclose a Requires Improvement rating or relevant enforcement action can become more damaging than the rating itself, particularly if the contracting authority later discovers the omission through public records.
Even where the formal tender criteria allow the bid, the rating may influence qualitative evaluation, due diligence or mobilisation discussions. Providers should therefore maintain a clear evidence pack showing progress against the action plan, current audit results, feedback, staffing improvements and any external assurance received.
The waiting period should not become a period of inactivity. Providers should assume that CQC could ask for evidence at any time and should be able to show that improvement began immediately after the concerns were identified.
The first step is to translate every finding into a controlled improvement plan. Each action should have an owner, deadline, evidence requirement and method of checking effectiveness. The registered manager and nominated individual should review progress regularly, and missed deadlines should be escalated.
Leaders should test improvements rather than relying on assurances that work has been completed. If staff have been retrained in medicines, their competency should be observed and MAR records should be re-audited. If care plans have been rewritten, managers should check whether workers can access and understand them and whether people say their care now reflects their preferences.
The provider should also widen its review. A problem identified in one file may exist elsewhere. If CQC found one incomplete recruitment check, all staff files may need to be examined. If one person experienced late calls, the provider should analyse call data across the service. Addressing only the examples named in the report can leave the underlying failure untouched.
Regulation 17 requires providers to monitor progress against plans to improve quality and safety and to act without delay where progress is not being achieved. It also expects providers to seek and use feedback to demonstrate improvement.
Providers should retain evidence as they go. Updated policies are useful, but completed audits, meeting minutes, competency observations, revised care records and feedback from people provide stronger evidence that changes are working. A well-organised improvement file can help CQC, commissioners and tender evaluators understand the progress made.
A Requires Improvement rating is serious, but it is recoverable. It does not normally close the service, cancel its registration or prevent it from delivering care. It does, however, place the provider under greater scrutiny and can affect referrals, contracts, recruitment and growth.
The provider’s response will shape what happens next. Defensive explanations and hastily written action plans may deepen concerns. Honest analysis, decisive leadership and evidence of sustained change can rebuild confidence and support a return to Good.
Providers should not spend the waiting period trying to predict when CQC will return. They should use it to create a service that is ready to demonstrate improvement on any day. The objective is not simply to achieve a better rating at the next assessment, but to make sure that the weaknesses behind the previous rating have genuinely been removed.
Posted by:
K Jadon
Editorial Assistant – The Daily Round
Busy day? We’ve got you covered. Get FREE daily news, practical insights, opportunities and wellbeing content, carefully curated for busy health and social care professionals. Just enter your details below to get The Daily Briefing delivered straight to your inbox.
Busy day? We’ve got you covered. Get FREE daily news, practical insights, opportunities and wellbeing content, carefully curated for busy health and social care professionals. Just enter your details below to get The Daily Briefing delivered straight to your inbox.